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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodney? Claim Your ProfileRodney Charles Brooks is an investment advisor representative with Retirement Planning Solutions, LLC in LOUISVILLE, Kentucky. Rodney has been in the financial industry for over 29 years and has a strong track record of providing investment advice to individuals, families, and charitable organizations. Rodney is dedicated to helping clients achieve their financial goals and has a particular expertise in retirement planning. Rodney is registered to provide investment advice in several states, including Kentucky, Indiana, Ohio, Florida, Georgia, Tennessee, Minnesota, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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KY
10/17/2024 - Present
Retirement Planning Solutions, LLC (LOUISVILLE KY)
KY
10/27/2017 - 03/03/2020
FIRST ALLIED SECURITIES, INC. (LOUISVILLE KY)
KY
08/24/2006 - 11/06/2017
LPL FINANCIAL LLC (LOUISVILLE KY)
WI
01/21/1999 - 01/08/2003
INVEST FINANCIAL CORPORATION (APPLETON WI)
MA
01/05/1998 - 12/11/1998
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
NA
01/05/1998 - 01/05/1998
NATIONSSECURITIES
NY
10/01/1996 - 05/01/1997
J.C. BRADFORD & CO. (NEW YORK NY)
MO
09/29/1993 - 09/29/1994
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NC
11/22/1989 - 10/06/1993
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
NE
08/25/1989 - 11/14/1989
SECURITIES AMERICA, INC. (LAVISTA NE)
MO
01/05/1989 - 09/05/1989
FFP SECURITIES, INC. (CHESTERFIELD MO)
NA
06/05/1986 - 05/13/1988
FORTH FINANCIAL SECURITIES, CORPORATION
BOTH
Issued 09/12/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2006
Series 7 - General Securities Representative Examination
BC
Issued 06/04/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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