Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodney? Claim Your ProfileRodney Bryan Miller is a financial professional with over 30 years of experience in the securities industry. Rodney is currently registered with Stifel, Nicolaus & Company, Inc. in Kansas and Texas and has been with the firm since September 2009. Rodney has experience in a variety of areas including financial planning, portfolio management, pension consulting, and selection of other advisers. Prior to joining Stifel, Nicolaus & Company, Inc., Rodney worked at UBS Financial Services Inc. in Topeka, KS. Rodney has a broad base of experience working with a variety of clients including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
01/31/2018 - Present
Stifel, Nicolaus & Company, Inc. (LAWRENCE KS)
KS
08/12/2006 - 09/11/2009
UBS FINANCIAL SERVICES INC. (TOPEKA KS)
KS
02/17/2006 - 08/12/2006
PIPER JAFFRAY & CO. (TOPEKA KS)
KS
12/01/2003 - 02/21/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (TOPEKA KS)
MO
09/04/1990 - 12/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NA
09/26/1989 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
NA
11/23/1988 - 09/28/1989
FIRM ONE SECURITIES, INCORPORATED
IA
Issued 12/09/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/12/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/21/1989
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2007
Series 3 - National Commodity Futures Examination
BC
Issued 12/27/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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