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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodney? Claim Your ProfileRodney Brian Smith is a financial advisor with The Ameriflex Group and has been in the industry since 1999. Rodney has a diverse background, with experience at several firms including Independent Financial Group, LLC, LPL Financial LLC, and National Planning Corporation. He is registered to provide investment advice in a number of states including Arizona, California, Kansas, Missouri, Nevada, New York, North Carolina, Oregon, Tennessee, Texas, and Washington. Rodney holds the Series 6, 7, 63, and 65 licenses, as well as the SIE certification. He is a volunteer at Calvary Chapel Turlock and serves as an Elder on the board. Rodney specializes in working with individuals, high net worth individuals, corporations, and pension and profit-sharing plans. He offers a range of services, including financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/16/2023 - Present
THE Ameriflex Group (Turlock CA)
CA
04/17/2019 - 10/16/2023
INDEPENDENT FINANCIAL GROUP, LLC (TURLOCK CA)
CA
11/29/2017 - 04/24/2019
LPL FINANCIAL LLC (STOCKTON CA)
CA
06/11/2010 - 11/29/2017
NATIONAL PLANNING CORPORATION (STOCKTON CA)
CA
02/03/2009 - 06/11/2010
U.S. BANCORP INVESTMENTS, INC. (ANGELS CAMP CA)
CA
05/10/2004 - 02/02/2009
GUARANTY BROKERAGE SERVICES, INC. (TURLOCK CA)
GA
04/12/2002 - 04/21/2004
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
10/28/1999 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 07/11/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/2007
Series 7 - General Securities Representative Examination
BC
Issued 10/27/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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