Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodney? Claim Your ProfileRodney Bolden is a financial advisor with over 20 years of experience in the industry. Rodney is currently registered with Morgan Stanley and has been with the firm since July 2021. Prior to joining Morgan Stanley, Rodney worked at several other prominent firms including Chase Investment Services Corp., Oppenheimer & Co. Inc., Lehman Brothers Inc., SG Cowen Securities Corporation, Cowen & Co., and Bear, Stearns & Co. Inc. Rodney holds a variety of licenses and certifications, including Series 3, 4, 7, 8, 24, 53, 55, 63, 65, and SIE. Rodney is registered to provide financial advice in 53 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
07/12/2021 - Present
Morgan Stanley (PURCHASE NY)
IL
11/17/2003 - 11/01/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
03/22/2002 - 12/19/2003
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
10/10/2000 - 03/26/2002
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
07/01/1998 - 10/19/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
05/21/1998 - 07/01/1998
COWEN & CO. (NEW YORK NY)
NY
06/11/1997 - 04/29/1998
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
04/18/1989 - 03/26/1997
OPPENHEIMER & CO., INC. (NEW YORK NY)
BC
Issued 11/13/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/28/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/03/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/22/2001
Series 4 - Registered Options Principal Examination
BC
Issued 12/12/2000
Series 24 - General Securities Principal Examination
BC
Issued 02/21/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/12/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/19/2021
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/22/1989
Series 3 - National Commodity Futures Examination
BC
Issued 04/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Rodney Bolden is the right advisor for you? Invested Better is here to help.
