Unclaimed
Rodney Baker is a financial advisor at LPL Financial LLC. Rodney has been in the financial services industry since March 15, 2019. Rodney has a Series 7TO, Series 66 and SIE licenses and holds registrations in Nebraska and Utah. Rodney is registered as an Investment Advisor Representative (IAR) in Nebraska. Rodney provides financial planning, portfolio management, and consulting services to individuals, businesses, and other investment advisors. In addition to Rodney's work at LPL Financial, Rodney is also an assistant coach for junior high football and varsity track and field at Cozad Community Schools.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NE
04/15/2024 - Present
LPL Financial LLC (GOTHENBURG NE)
NE
03/16/2019 - 04/15/2024
EDWARD JONES (COZAD NE)
BOTH
Issued 06/11/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/16/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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