Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodney? Claim Your ProfileRodney Hampton has been an active investment advisor for over 25 years. Rodney is a Registered Representative of Schwab Wealth Advisory, Inc. Rodney previously worked for Empire Financial Group, Inc., Charles Schwab & Co., Inc. and Chatfield Dean & Co., Inc. Rodney has earned several securities licenses, including Series 4, 7, 8, 9, 10, 63, and 66. Rodney also holds the SIE designation. Rodney specializes in providing financial planning, portfolio management for individuals and portfolio management for businesses. Rodney's current employer is Schwab Wealth Advisory, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
FL
01/24/2022 - Present
Schwab Wealth Advisory, Inc. (ALTAMONTE SPRINGS FL)
FL
10/21/2005 - 04/05/2007
EMPIRE FINANCIAL GROUP, INC. (LONGWOOD FL)
TX
04/02/1996 - 07/21/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CO
07/13/1993 - 01/05/1996
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 12/03/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/16/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/25/1997
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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