Invested Better
Unclaimed

Unclaimed

Unclaimed

Rodney Alford Little

Cetera Investment Advisers LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Rodney? Claim Your Profile

About Rodney Alford Little

Rodney Alford Little is a financial advisor currently registered with Cetera Investment Advisers LLC. Rodney has been working in the financial industry since September 16, 1990. Rodney has a wide range of experience, having previously worked with Raymond James Financial Services, Inc., Robert Thomas Securities, Inc, Deposit Guaranty Investments, Inc., Pruco Securities Corporation, and The Prudential Insurance Company of America. Rodney offers financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management services to businesses and individuals.

Firm Information

Rodney Little is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a financial services firm headquartered in Schaumburg, Illinois. The firm offers a wide range of financial planning and investment advisory services to individuals, corporations, pension plans, and charitable organizations. Cetera manages over $104 billion in assets for clients. The firm has a large network of licensed financial advisors and investment advisory representatives, serving over 423,000 clients across the country.
Cetera Investment Advisers LLC

1450 AMERICAN LANE

SCHAUMBURG, IL 60173-2096

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Rodney Little’s Registration & Firm History

MS

01/12/2023 - Present

Cetera Investment Advisers LLC (MADISON MS)

MS

01/04/1999 - 03/27/2013

RAYMOND JAMES FINANCIAL SERVICES, INC. (HATTIESBURG MS)

FL

05/26/1998 - 01/04/1999

ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)

NA

01/06/1994 - 06/09/1998

DEPOSIT GUARANTY INVESTMENTS, INC.

NJ

02/18/1992 - 01/20/1994

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

02/18/1992 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

NA

01/24/1985 - 06/30/1986

NEW YORK LIFE SECURITIES CORP.

Not sure if Rodney Alford Little is right for you?

Licenses & Designations

IA

Issued 06/27/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/02/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/08/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 05/07/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/1994

Series 7 - General Securities Representative Examination

BC

Issued 02/13/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Rodney Alford Little. Review regulatory record here.
Not sure if Rodney Alford Little is right for you?