Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodney? Claim Your ProfileRodney Adolph Plaskett is a financial professional with over 27 years of experience in the financial industry. Rodney has a strong background in securities trading and has held various roles at leading financial institutions, including Lehman Brothers Inc., Bear Stearns & Co. Inc., and Barclays Capital Inc. Rodney is currently registered with Third Seven Capital LLC. Rodney holds Series 7, Series 63, Series 24 and SIE licenses. Rodney is registered in 8 states including California, Colorado, Connecticut, Florida, New Jersey, New York, Pennsylvania and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/02/2021 - Present
Third Seven Capital LLC (NEW YORK NY)
CT
07/20/2021 - 12/01/2021
WAYPOINT DIRECT INVESTMENTS, LLC (STAMFORD CT)
NY
11/19/2018 - 06/29/2021
MML INVESTORS SERVICES, LLC (TARRYTOWN NY)
NY
05/05/2016 - 01/24/2018
SIDOTI & COMPANY, LLC (NEW YORK NY)
CT
07/03/2014 - 05/16/2016
OPPENHEIMER & CO. INC. (STAMFORD CT)
NY
01/11/2011 - 07/24/2012
MAXIM GROUP LLC (NEW YORK NY)
NY
07/01/2010 - 01/18/2011
LEDGEMONT SECURITIES LLC (NEW YORK NY)
NY
12/02/2009 - 07/01/2010
LEDGEMONT CAPITAL MARKETS LLC (NEW YORK NY)
NY
09/22/2008 - 08/21/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
07/08/2005 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
12/02/2003 - 06/20/2005
FULCRUM GLOBAL PARTNERS LLC (NEW YORK NY)
NY
04/10/2003 - 10/30/2003
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
11/13/2000 - 04/10/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NJ
08/02/1994 - 10/30/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
CT
08/13/1992 - 08/22/1994
DILLON, READ & CO. INC. (STAMFORD CT)
NJ
03/22/1988 - 08/27/1988
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 07/02/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/24/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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