Unclaimed
Rodgrick Austin is a financial professional with over 20 years of experience in the industry. Rodgrick is currently registered with Fidelity Brokerage Services LLC. Rodgrick is licensed to provide securities and investment advice in 53 states and holds Series 7, 9, and 63 licenses. Rodgrick is also a Registered Representative of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
11/09/2000 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 11/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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