Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodger? Claim Your ProfileRodger Erik Thomas is an Investment Advisor Representative with Newbridge Financial Services Group, Inc. Rodger has been in the industry since December 1999. Rodger has licenses in several states and specializes in financial planning, selection of other advisors, portfolio management for individuals and portfolio management for businesses. Prior to working with Newbridge Financial Services Group, Inc., Rodger was employed with Kovack Securities Inc., SCF Securities, Inc., National Securities Corporation, Ameriprise Financial Services, Inc., Ameriprise Advisor Services, Inc. and Morgan Stanley DW Inc. Rodger has passed Series 7, Series 66, and Series 65 exams and the Securities Industry Essentials Examination. Rodger's current registrations include Louisiana and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees
1
2
NJ
10/30/2018 - Present
Newbridge Financial Services Group, Inc. (ROSELLE PARK NJ)
NJ
08/20/2018 - 10/17/2018
KOVACK SECURITIES INC. (Livingston NJ)
NJ
12/16/2016 - 08/06/2018
SCF SECURITIES, INC. (LIVINGSTON NJ)
NJ
06/11/2010 - 12/22/2016
NATIONAL SECURITIES CORPORATION (EDISON NJ)
NY
10/05/2009 - 05/11/2010
AMERIPRISE FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
01/02/2003 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (NEW YORK NY)
NY
10/14/1999 - 12/19/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 07/11/2018
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/14/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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