Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodger? Claim Your ProfileRodger Goldman is a financial advisor with over 30 years of experience in the industry. Rodger has held previous roles with Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., Citigroup Global Markets Inc., Smith Barney Inc. and Lehman Brothers Inc. Currently, Rodger is a registered representative of Janney Montgomery Scott LLC, providing a range of financial services, including financial planning, portfolio management, and pension consulting. Rodger is also a registered investment advisor in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
FL
05/28/2024 - Present
Janney Montgomery Scott LLC (PONTE VEDRA BEACH FL)
OK
11/08/2012 - 05/31/2024
WELLS FARGO CLEARING SERVICES, LLC (TULSA OK)
FL
09/12/2008 - 11/16/2012
UBS FINANCIAL SERVICES INC. (JACKSONVILLE FL)
OK
11/11/1996 - 09/26/2008
CITIGROUP GLOBAL MARKETS INC. (TULSA OK)
NY
07/31/1993 - 12/14/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
01/24/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 01/25/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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