Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodger? Claim Your ProfileRodger Rutter is an investment advisor representative with LPL Financial LLC, an independent broker-dealer. Rodger has been in the financial services industry since 1994. Rodger is registered to provide investment advisory services in California. Rodger also holds licenses in Arizona, Georgia, Idaho, Maryland, Massachusetts, Nevada, North Carolina, Tennessee, Texas and Wisconsin. Rodger previously worked at WM Financial Services, Inc., Griffin Financial Services, Wells Fargo Securities Inc., First Interstate Investments, Inc., Essex National Securities, Inc., and FN Investment Center.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/10/2016 - Present
LPL Financial LLC (WOODLAND HILLS CA)
CA
01/01/1999 - 05/03/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NA
11/01/1996 - 01/01/1999
GRIFFIN FINANCIAL SERVICES
CA
07/15/1996 - 10/30/1996
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NA
09/06/1995 - 07/15/1996
FIRST INTERSTATE INVESTMENTS,INC.
CA
08/29/1995 - 11/15/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
CA
06/28/1994 - 08/23/1995
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
03/14/1994 - 04/06/1994
FN INVESTMENT CENTER (SACRAMENTO CA)
BC
Issued 08/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1995
Series 7 - General Securities Representative Examination
BC
Issued 03/10/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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