Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rodger? Claim Your ProfileRodger Adam Hoofnagle is a registered representative and investment advisor representative. Rodger has been in the industry since 1999. Currently, Rodger is associated with Tiaa-Cref Individual & Institutional Services, LLC, and has been registered with the firm since 2016. Previously, Rodger was registered with Curian Clearing, LLC, Jackson National Life Distributors LLC, NFP Securities, Inc., J.P. Morgan Securities Inc., Mutual Service Corporation, National Planning Corporation, and Dean Witter Reynolds Inc. Rodger has passed the Series 7, Series 24, Series 31, Series 63, and Series 65 examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
TX
04/20/2016 - Present
Tiaa-Cref Individual & Institutional Services, LLC (HOUSTON TX)
CO
01/29/2010 - 09/15/2015
CURIAN CLEARING, LLC (DENVER CO)
CO
03/02/2009 - 12/31/2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
TX
12/17/2007 - 02/17/2009
NFP SECURITIES, INC. (AUSTIN TX)
TN
01/09/2006 - 08/20/2007
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
NY
04/05/2004 - 08/30/2005
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
MA
11/09/2000 - 03/16/2004
MUTUAL SERVICE CORPORATION (BOSTON MA)
CA
12/02/1999 - 11/08/2000
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
NY
01/08/1998 - 10/20/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 06/09/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/20/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 01/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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