Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roderick? Claim Your ProfileRoderick Mikus is a financial professional with over 27 years of experience in the industry. Roderick is currently registered with Northwestern Mutual Investment Services, LLC. Previously, Roderick worked at firms such as Wells Fargo Advisors Financial Network, LLC, Wells Fargo Clearing Services, LLC, First Clearing, LLC, E*TRADE CLEARING LLC and E*TRADE SECURITIES LLC. Roderick has a diverse range of experience and holds various licenses and certifications, including Series 63, 10, 9, 27, 53, 24, 8, 99TO, 52TO, SIE and 7. Roderick Mikus's expertise includes the provision of investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
09/07/2022 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
MO
06/20/2019 - 07/12/2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
11/11/2016 - 07/12/2022
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
11/03/2014 - 11/11/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
NJ
04/18/2006 - 03/21/2014
E*TRADE CLEARING LLC (JERSEY CITY NJ)
NY
02/05/2003 - 12/11/2007
E*TRADE SECURITIES LLC (NEW YORK NY)
NJ
02/05/2003 - 09/25/2003
E*TRADE CLEARING LLC (JERSEY CITY NJ)
NE
08/04/1994 - 01/31/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 08/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/07/2006
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/05/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/25/2001
Series 24 - General Securities Principal Examination
BC
Issued 06/04/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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