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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roderick? Claim Your ProfileRoderick Rodriguez is a financial advisor who has been working in the industry since May 4, 1996. Currently, Roderick is registered as a broker and investment advisor representative with Osaic Institutions, Inc. in Long Island City, NY. Roderick holds Series 7, Series 63, Series 65, and SIE licenses and has experience working at firms such as Essex National Securities, LLC, Citigroup Global Markets Inc, LPL Financial Corporation, and IFMG Securities, Inc. Roderick has specialized in working with individuals, corporations, and charitable organizations. Roderick is currently registered as a broker and investment advisor representative in Florida, Massachusetts, New Jersey, New York, North Carolina, Puerto Rico, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
07/13/2021 - Present
Osaic Institutions, Inc. (LONG ISLAND CITY NY)
NY
02/16/2010 - 07/01/2016
ESSEX NATIONAL SECURITIES, LLC (BRONX NY)
NY
01/22/2016 - 02/24/2016
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/04/2008 - 02/17/2010
LPL FINANCIAL CORPORATION (NEW YORK NY)
NY
04/01/2003 - 03/04/2008
IFMG SECURITIES, INC. (BRONX NY)
WI
04/23/1998 - 04/01/2003
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
09/17/1996 - 04/06/1998
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
07/29/1996 - 08/22/1996
FIRST ALBANY CORPORATION (NEW YORK NY)
NY
03/25/1996 - 07/29/1996
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
IA
Issued 09/28/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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