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Roderick Orville Agard

Wells Fargo Clearing Services, LLC

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About Roderick Orville Agard

Roderick Orville Agard is a registered representative with Wells Fargo Clearing Services, LLC. Roderick has been in the industry since 1994. Roderick is also a registered investment advisor representative in Georgia. Roderick has worked for a number of firms throughout his career, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, E*TRADE Securities LLC, and First Atlanta Securities, LLC. Roderick holds several securities licenses, including Series 7, Series 10, Series 24, Series 63, and Series 66. Roderick specializes in providing financial planning, portfolio management, and investment consulting services to individual and institutional clients.

Firm Information

Roderick Agard is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Roderick Agard’s Registration & Firm History

GA

08/02/2024 - Present

Wells Fargo Clearing Services, LLC (ATHENS GA)

GA

06/17/2015 - 09/19/2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SNELLVILLE GA)

GA

03/22/2004 - 05/20/2015

E*TRADE SECURITIES LLC (ALPHARETTA GA)

NJ

05/28/1999 - 08/23/2002

E*TRADE SECURITIES, INCORPORATED (JERSEY CITY NJ)

NY

12/15/1998 - 05/20/1999

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)

FL

08/27/1998 - 11/24/1998

FIRST ATLANTA SECURITIES, LLC (DESTIN FL)

NY

02/11/1997 - 08/11/1998

MASON HILL & CO., INC. (NEW YORK NY)

NY

01/23/1997 - 02/18/1997

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

NA

07/29/1992 - 11/02/1993

REICH & CO., INC.

NJ

08/28/1991 - 08/04/1992

DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)

NY

01/24/1991 - 08/29/1991

S. D. COHN & CO., INC. (HAUPPAUGE NY)

NA

11/21/1989 - 02/11/1991

V P SECURITIES, INC.

NJ

11/16/1989 - 12/08/1989

DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)

NA

03/31/1989 - 11/20/1989

WILLIAM M. CADDEN & CO., INC.

NA

06/09/1988 - 03/10/1989

INVESTORS CENTER, INC.

NA

05/05/1988 - 05/13/1988

OPPENHEIMER & CO., INC.

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Licenses & Designations

BOTH

Issued 05/23/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/03/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/24/2008

Series 4 - Registered Options Principal Examination

BC

Issued 04/07/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Roderick Orville Agard.
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