Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roderick? Claim Your ProfileRoderick Montgomery Vaughn has been a registered representative in the securities industry since July 17, 1985. Roderick Vaughn is currently registered with CFD Investments, Inc. and has been with them since January 2, 2014. Prior to that, Roderick Vaughn was a registered representative with INVESTMENT PLANNERS, INC. from January 21, 1994 to October 30, 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
01/02/2014 - Present
CFD Investments, Inc. (FAIRFIELD IL)
IL
01/21/1994 - 10/30/2013
INVESTMENT PLANNERS, INC. (FAIRFIELD IL)
MN
01/01/1992 - 12/31/1993
FORTIS INVESTORS, INC. (OAKDALE MN)
NJ
07/17/1985 - 08/01/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 08/05/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1998
Series 7 - General Securities Representative Examination
BC
Issued 06/14/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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