Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roderick? Claim Your ProfileRoderick Hendry is a financial advisor with over 30 years of experience in the industry. Roderick is currently registered with Raymond James Financial Services Advisors, Inc. in California and Texas. Roderick also holds Series 3, 7, and 63 securities licenses, as well as a Series 65 investment advisor license. Roderick is a Certified Financial Planner and has experience working with a variety of clients, including high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. Prior to Raymond James, Roderick was a financial advisor with MORGAN STANLEY SMITH BARNEY LLC, MORGAN STANLEY PRIVATE BANK, N.A. and CITIGROUP GLOBAL MARKETS INC. Roderick Hendry is committed to providing his clients with personalized financial advice and investment strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
05/27/2022 - Present
Raymond James Financial Services Advisors, Inc. (Palm Desert CA)
CA
06/01/2009 - 06/03/2022
MORGAN STANLEY (Palm Desert CA)
CA
10/24/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PALM DESERT CA)
CA
07/31/1993 - 11/06/2008
CITIGROUP GLOBAL MARKETS INC. (PALM DESERT CA)
NY
05/23/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 06/15/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1989
Series 3 - National Commodity Futures Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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