Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roderick? Claim Your ProfileRoderick Carolan is a financial advisor with Cetera Investment Advisers LLC. Roderick has been in the industry since June 30, 1999. Roderick has a wide range of experience in the financial industry, including working with SECURIAN FINANCIAL SERVICES, INC. and NEW ENGLAND SECURITIES. Roderick holds a Series 6, 7 and SIE license, and is registered to provide investment advice in multiple states including New Jersey and Texas. Roderick is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/11/2024 - Present
Cetera Investment Advisers LLC (JERSEY CITY NJ)
NJ
01/23/2014 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (Jersey City NJ)
NY
07/01/1999 - 01/24/2014
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 07/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2004
Series 7 - General Securities Representative Examination
BC
Issued 06/30/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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