Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roderick? Claim Your ProfileRoderick Carolan is an investment advisor representative with Cetera Investment Advisers LLC, where Roderick is currently registered. Roderick has been in the securities industry for 24 years. Prior to Cetera Investment Advisers LLC, Roderick was registered with Securian Financial Services, Inc. and New England Securities. Roderick holds Series 6, 7, and SIE licenses and is also a Certified Financial Planner. Roderick has a total of 22 approved state registrations in addition to the two state investment advisor registrations. Roderick also holds a Uniform Securities Agent State Law Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
06/11/2024 - Present
Cetera Investment Advisers LLC (JERSEY CITY NJ)
NJ
01/23/2014 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (Jersey City NJ)
NY
07/01/1999 - 01/24/2014
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 7/2/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/14/2004
Series 7 - General Securities Representative Examination
BC
Issued 6/30/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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