Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roderick? Claim Your ProfileRoderick M. Bourgeois is a financial advisor with over 20 years of experience in the industry. Roderick is currently registered with IRC Securities LLC in New York, NY. Roderick has also previously been registered with Sanford C. Bernstein & Co., LLC in New York, NY. Roderick has a Series 7, Series 63, Series 86 and Series 87 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/12/2014 - Present
IRC Securities LLC (NEW YORK NY)
NY
12/07/2000 - 04/21/2014
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
BC
Issued 11/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/20/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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