Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roderick? Claim Your ProfileRoderick Williams is a financial advisor with over 20 years of experience in the industry. Roderick currently works with Vanguard Marketing Corp. Roderick is a licensed broker and investment advisor representative. Roderick has passed the Series 63, Series 7, and Series 31 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
12/21/2007 - Present
Vanguard Marketing Corp. (MALVERN PA)
NE
05/20/2004 - 06/15/2004
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
FL
10/09/1997 - 02/19/2004
VISTA MANAGEMENT COMPANY (TALLAHASSEE FL)
NY
08/01/1995 - 09/27/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MO
09/29/1994 - 05/26/1995
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BC
Issued 01/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2007
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1995
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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