Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roderick? Claim Your ProfileRoderick Toppin is an investment advisor with over 20 years of experience in the financial services industry. He is currently registered with Voya Financial Partners, LLC in New York, NY. Roderick Toppin is also registered in Connecticut, Massachusetts, and New York. Roderick Toppin has held previous positions at Principal Securities, Inc., MML Distributors, LLC, MML Investors Services, LLC, ING Financial Advisers, LLC, and Princor Financial Services Corporation. He is also licensed to sell insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/28/2023 - Present
Voya Financial Partners, LLC (NEW YORK NY)
MA
01/20/2021 - 01/10/2023
PRINCIPAL SECURITIES, INC. (WALTHAM MA)
MA
05/01/2014 - 12/31/2020
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
MA
07/20/2011 - 05/01/2014
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
CT
09/07/2007 - 07/11/2011
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
CT
12/18/2002 - 05/04/2007
PRINCOR FINANCIAL SERVICES CORPORATION (MIDDLETOWN CT)
CT
08/29/2001 - 12/17/2002
PPI EMPLOYEE BENEFITS CORPORATION (MIDDLETOWN CT)
BC
Issued 05/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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