Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roderick? Claim Your ProfileRoderick Lavell Gosa has been working in the financial services industry since September 1, 1996. Currently, Roderick is a registered representative with Ameriprise Financial Services, LLC, and has been with them since March 2020. Previously, Roderick worked at various firms including IDS Life Insurance Company, Dean Witter Reynolds Inc, and Pruco Securities Corporation. Roderick holds a Series 6, Series 7, Series 31, Series 63, and Series 65 license. Roderick is a registered Investment Advisor representative in Ohio and Texas, and is also registered as a Broker-Dealer in several states. Roderick specializes in Portfolio Management for Individuals and Businesses, Financial Planning, Pension Consulting, and Asset Allocation Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
02/19/2009 - Present
Ameriprise Financial Services, LLC (MASON OH)
MN
05/19/1998 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
06/23/1997 - 04/08/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
10/10/1995 - 12/18/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
04/03/1986 - 12/18/1986
MML INVESTORS SERVICES, INC.
IA
Issued 07/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 07/10/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/09/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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