Unclaimed
Roderick Lance Dixon is a financial professional with over 15 years of experience in the industry. Roderick is currently registered with Fidelity Brokerage Services LLC and is licensed to provide investment advice in all 50 states. Prior to joining Fidelity, Roderick worked for firms such as Scottrade, Inc., FISERV INVESTOR SERVICES, INC., and E*TRADE SECURITIES, INCORPORATED. Roderick holds Series 7, 7TO, 63, 66 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
04/28/2022 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
TX
05/02/2013 - 03/07/2018
SCOTTRADE, INC. (HOUSTON TX)
TX
04/19/2006 - 06/27/2011
SCOTTRADE, INC. (HOUSTON TX)
TX
10/27/2003 - 10/25/2005
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
NJ
07/11/2000 - 03/12/2002
E*TRADE SECURITIES, INCORPORATED (JERSEY CITY NJ)
BC
Issued 05/06/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/15/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/21/2022
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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