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Roderick Lance Dixon

Fidelity Brokerage Services LLC

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About Roderick Lance Dixon

Roderick Lance Dixon is a financial professional with over 15 years of experience in the industry. Roderick is currently registered with Fidelity Brokerage Services LLC and is licensed to provide investment advice in all 50 states. Prior to joining Fidelity, Roderick worked for firms such as Scottrade, Inc., FISERV INVESTOR SERVICES, INC., and E*TRADE SECURITIES, INCORPORATED. Roderick holds Series 7, 7TO, 63, 66 and SIE licenses.

Firm Information

Roderick Dixon is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roderick Dixon’s Registration & Firm History

NH

04/28/2022 - Present

Fidelity Brokerage Services LLC (MERRIMACK NH)

TX

05/02/2013 - 03/07/2018

SCOTTRADE, INC. (HOUSTON TX)

TX

04/19/2006 - 06/27/2011

SCOTTRADE, INC. (HOUSTON TX)

TX

10/27/2003 - 10/25/2005

FISERV INVESTOR SERVICES, INC. (HOUSTON TX)

NJ

07/11/2000 - 03/12/2002

E*TRADE SECURITIES, INCORPORATED (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 05/06/2022

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 08/15/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/28/2022

Series 7TO - General Securities Representative Examination

BC

Issued 04/21/2022

SIE - Securities Industry Essentials Examination

BC

Issued 05/30/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Roderick Lance Dixon.
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