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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roderick? Claim Your ProfileRoderick Clark is an investment advisor representative with United Planners' Financial Services of America A Limited Partner. Roderick Clark has been in the securities industry since 1986 and has a strong track record of providing financial advice to individuals, families, and businesses. Clark is also a registered investment advisor with a focus on financial planning, pension consulting, and selection of other advisers. Roderick Clark holds the Series 6, 7, 24, 26, 51, 63, and 65 licenses. Clark is committed to helping clients achieve their financial goals and is passionate about providing personalized financial advice.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
07/30/2015 - Present
United Planners' Financial Services OF America A Limited Partner (SCOTTSDALE AZ)
OH
11/14/2014 - 07/27/2015
SECURITIES AMERICA, INC. (HUNTSVILLE OH)
OH
04/11/2008 - 11/14/2014
SUNSET FINANCIAL SERVICES, INC. (HUNTSVILLE OH)
OH
02/24/2005 - 03/24/2008
NEW ENGLAND SECURITIES (HUNTSVILLE OH)
NJ
08/25/1986 - 01/19/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
BC
Issued 02/26/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/06/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/2015
Series 24 - General Securities Principal Examination
BC
Issued 04/10/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/31/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/21/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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