Unclaimed
Roderick Jonathon Fermin is a registered representative with Perella Weinberg Partners LP. Roderick has been in the industry since September 11, 2019. Roderick is registered with the state of California and has passed the Series 7, Series 63, Series 79 and the SIE exams. Roderick was previously with Ocean Park Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/17/2021 - Present
Perella Weinberg Partners LP (Los Angeles CA)
MN
08/27/2019 - 04/30/2021
OCEAN PARK SECURITIES, LLC (EDINA MN)
BC
Issued 07/05/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/27/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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