Unclaimed
Roderick James Murray is a financial professional with over 30 years of experience in the securities industry. Roderick is currently registered with Wedbush Securities Inc. and is a General Securities Principal. Roderick previously worked at HUNT FINANCIAL SECURITIES, Jefferies LLC, BEAR, STEARNS & CO. INC., MUTUAL BENEFIT FINANCIAL SERVICE COMPANY and MAYER AND MEYER RESOURCES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/28/2020 - Present
Wedbush Securities Inc. (NEW YORK NY)
NY
03/06/2017 - 03/29/2019
HUNT FINANCIAL SECURITIES (Rye Brook NY)
NY
11/03/2008 - 11/13/2015
JEFFERIES LLC (NEW YORK NY)
NY
12/08/1992 - 07/29/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
08/04/1986 - 11/30/1987
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
NA
04/23/1986 - 08/07/1986
MAYER AND MEYER RESOURCES, INC.
BC
Issued 12/30/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2011
Series 24 - General Securities Principal Examination
BC
Issued 04/12/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1993
Series 3 - National Commodity Futures Examination
BC
Issued 12/05/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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