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Roderick James McGibbon

Janney Montgomery Scott LLC

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About Roderick James McGibbon

Roderick James McGibbon is a financial professional with over 25 years of experience in the industry. Roderick has a strong background in securities and investment management, holding Series 7, Series 52, and Series 63 licenses. Currently, Roderick is a Registered Representative with Janney Montgomery Scott LLC, working out of their Philadelphia office. Roderick specializes in a range of financial services including portfolio management, investment advisory, and financial planning for individuals, businesses, and institutions. Roderick's prior experience includes roles at Regional Brokers, Inc., Municipal Partners Inc., and J. F. Hartfield & Co., Inc., giving them a diverse background in the financial services industry.

Firm Information

Roderick McGibbon is currently registered with Janney Montgomery Scott LLC. Janney Montgomery Scott LLC is a Philadelphia-based, full-service financial services firm with over $85 billion in assets under management. Formed in 1999, the firm provides a comprehensive suite of financial advisory services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and institutions. Janney Montgomery Scott LLC is registered with the SEC and operates in all 50 states and the District of Columbia.
Janney Montgomery Scott LLC

1717 ARCH STREET

PHILADELPHIA, PA 19103

$85.90B

Assets Under Management

2,265

Total Clients

1,570

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee plus commission

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Roderick McGibbon’s Registration & Firm History

PA

01/02/2001 - Present

Janney Montgomery Scott LLC (PHILADELPHIA PA)

PA

08/19/1998 - 06/19/2000

REGIONAL BROKERS, INC. (JAMISON PA)

NY

03/12/1998 - 08/28/1998

MUNICIPAL PARTNERS INC. (NEW YORK NY)

NJ

02/02/1995 - 02/25/1998

J. F. HARTFIELD & CO., INC. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 05/19/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/01/2001

Series 7 - General Securities Representative Examination

BC

Issued 02/01/1995

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Roderick James McGibbon.
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