Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roderick? Claim Your ProfileRoderick Duxbury is a financial advisor with over 17 years of experience in the industry. Roderick is currently registered with Raymond James Financial Services Advisors, Inc. and has been with the firm since 2010. Roderick has held Series 7 and Series 66 securities licenses since 2005. Roderick is also registered with the state of Texas as an investment advisor representative. In addition to his role at Raymond James Financial Services Advisors, Inc., Roderick is also associated with Liberty Bank as a financial advisor and with Liberty Bank Investment Services as an associate/employee. Roderick provides financial advice and guidance to individuals and families, as well as wealth management and portfolio design, execution and monitoring services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CT
01/21/2022 - Present
Raymond James Financial Services Advisors, Inc. (WATERFORD CT)
CT
03/02/2005 - 10/22/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW LONDON CT)
BOTH
Issued 03/25/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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