Invested Better
Unclaimed

Unclaimed

Unclaimed

Roderick Gabriel Rauch

Fidelity Brokerage Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Roderick? Claim Your Profile

About Roderick Gabriel Rauch

Roderick Gabriel Rauch is a financial advisor with Fidelity Brokerage Services LLC, licensed to provide financial advice in all states. Roderick has been in the industry for over 9 years. Roderick has a strong track record of helping individuals and families reach their financial goals. Roderick is committed to providing his clients with the highest level of service and expertise.

Firm Information

Roderick Rauch is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Roderick Rauch’s Registration & Firm History

RI

03/01/2023 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

CO

10/22/2021 - 12/17/2021

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

CT

12/03/2019 - 03/24/2021

MORGAN STANLEY (NEW HAVEN CT)

Not sure if Roderick Gabriel Rauch is right for you?

Licenses & Designations

BOTH

Issued 09/26/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/03/2019

Series 7TO - General Securities Representative Examination

BC

Issued 09/20/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Roderick Gabriel Rauch.
Not sure if Roderick Gabriel Rauch is right for you?