Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roderick? Claim Your ProfileRoderick Mims is a financial advisor with Athene Securities, LLC. Roderick has been in the securities industry since 1994 and holds the Series 7, Series 63, Series 24 and SIE licenses. Roderick previously worked for JBS Liberty Securities, Inc., Capital Brokerage Corporation and PaineWebber Incorporated. Roderick is registered in Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
06/30/2015 - Present
Athene Securities, LLC (WEST DES MOINES IA)
IA
11/17/2011 - 06/15/2015
JBS LIBERTY SECURITIES, INC. (WEST DES MOINES IA)
VA
02/09/1996 - 03/22/2011
CAPITAL BROKERAGE CORPORATION (RICHMOND VA)
NJ
01/28/1995 - 07/22/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/03/1993 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 07/01/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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