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Roderick Darnell Johnson

Assetmark Brokerage, LLC

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About Roderick Darnell Johnson

Roderick Johnson is a financial advisor with Assetmark Brokerage, LLC, and has over 15 years of experience in the financial services industry. Roderick Johnson is licensed to provide investment advice in Arizona and Rhode Island. Roderick Johnson's primary focus is on providing financial guidance to individuals and families, helping them achieve their financial goals.

Firm Information

Roderick Johnson is currently registered with Assetmark Brokerage, LLC. Assetmark Brokerage, LLC is a Limited Liability Company formed in 2013 and approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roderick Johnson’s Registration & Firm History

AZ

02/03/2021 - Present

Assetmark Brokerage, LLC (Phoenix AZ)

AZ

09/24/2018 - 05/11/2020

USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)

AZ

04/25/2017 - 07/10/2017

MML INVESTORS SERVICES, LLC (PHOENIX AZ)

AZ

02/27/2014 - 02/23/2017

SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)

AZ

10/01/2012 - 01/07/2014

J.P. MORGAN SECURITIES LLC (GLENDALE AZ)

AZ

05/30/2012 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (GLENDALE AZ)

AZ

10/17/2006 - 05/23/2011

CHARLES SCHWAB & CO., INC. (PHOENIX AZ)

PA

09/09/2005 - 12/08/2005

VANGUARD MARKETING CORPORATION (MALVERN PA)

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Licenses & Designations

BC

Issued 09/14/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/05/2009

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/03/2009

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/26/2006

Series 7 - General Securities Representative Examination

BC

Issued 09/08/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roderick Darnell Johnson.
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