Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roderick? Claim Your ProfileRoderick Burns is a financial professional with over 20 years of experience in the industry. Roderick has been registered with Bofa Securities, Inc. since May 2019, and previously held positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Credit Suisse Securities (USA) LLC. Roderick holds FINRA Series 7, 24, 52TO and SIE licenses and is registered with the state of Texas and over 50 other jurisdictions. Roderick's current branch location is in Dallas, Texas. Roderick provides a wide range of financial services to individuals and institutions, including investment management, financial planning, and research-related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
TX
05/10/2019 - Present
Bofa Securities, Inc. (DALLAS TX)
CA
09/13/2012 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
05/08/2008 - 07/12/2012
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
NJ
06/20/2006 - 04/04/2008
KNIGHT EQUITY MARKETS, L.P. (JERSEY CITY NJ)
CA
06/28/2005 - 04/04/2008
DIRECT TRADING INSTITUTIONAL, L.P. (SAN FRANCISCO CA)
TX
01/16/2003 - 07/08/2005
DIRECT TRADING INSTITUTIONAL, INC. (IRVING TX)
BC
Issued 04/16/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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