Unclaimed
Roderick Alan Hausmann is a financial advisor with PFS Investments Inc. based in Dover, DE. Roderick has been in the industry since 1992, providing financial guidance to individuals and corporations. Roderick holds several professional licenses and designations including Series 6, Series 26, Series 63, and Series 65. Roderick is registered in 19 states and is committed to providing clients with personalized service and financial solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
DE
09/01/2011 - Present
PFS Investments Inc. (DOVER DE)
IA
Issued 06/27/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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