Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roddy? Claim Your ProfileRoddy Read is a financial advisor with over 30 years of experience in the industry. Roddy is currently registered with LPL Enterprise, LLC and is licensed to provide financial advice in Virginia and Texas. Roddy has previously worked with a number of other firms including OneAmerica Securities, Inc., Park Avenue Securities LLC, Wells Fargo Insurance Services Investment Advisors, Inc., Wachovia Insurance Services Broker Dealer, Inc., Fifth Third Securities, Inc., Equity Services, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, and Mutual Benefit Financial Service Company. Roddy holds the Series 6, Series 7, Series 24, and Series 63 licenses. Roddy is also a Chartered Financial Consultant. Roddy is dedicated to providing his clients with personalized financial advice and guidance. Roddy specializes in providing financial planning, portfolio management, and consulting services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
11/14/2024 - Present
LPL Enterprise, LLC (GLEN ALLEN VA)
VA
08/05/2014 - 07/26/2019
ONEAMERICA SECURITIES, INC. (RICHMOND VA)
VA
03/16/2011 - 07/22/2014
PARK AVENUE SECURITIES LLC (RICHMOND VA)
VA
06/24/2009 - 12/31/2010
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC. (RICHMOND VA)
VA
03/13/2007 - 08/06/2007
WACHOVIA INSURANCE SERVICES BROKER DEALER, INC. (RICHMOND VA)
OH
10/22/2004 - 11/03/2006
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
VT
03/27/1996 - 11/01/2004
EQUITY SERVICES, INC. (MONTPELIER VT)
MA
10/24/1991 - 03/04/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/24/1991 - 03/04/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NA
11/06/1990 - 09/07/1991
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
BC
Issued 08/08/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/08/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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