Unclaimed
Rod R Cushing is an investment advisor representative with Kovack Advisors, Inc. based in Fort Lauderdale, FL. Rod has been in the financial services industry since May 1994. Previously, Rod worked with Cambria Capital, LLC and RBC Capital Markets Corporation. Rod has a Series 31, Series 7, Series 63 and Series 65 licenses and holds the SIE designation. Rod is a licensed insurance agent for accident, health, life, variable life and variable annuities. Rod is the president of the Raymond Peterson Trust. Rod specializes in providing financial planning, portfolio management for individuals and businesses and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
11/13/2019 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
UT
02/01/2010 - 11/13/2019
CAMBRIA CAPITAL, LLC (SALT LAKE CITY UT)
UT
06/12/1998 - 02/03/2010
RBC CAPITAL MARKETS CORPORATION (SALT LAKE CITY UT)
NY
05/02/1994 - 06/24/1998
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 05/06/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 04/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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