Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rod? Claim Your ProfileRod Glisic is an investment advisor representative associated with Merrill Lynch, Pierce, Fenner & Smith Inc. Rod has been in the industry since 2006 and has held previous positions at EDWARD JONES, CITIGROUP GLOBAL MARKETS INC., GENWORTH FINANCIAL SECURITIES CORPORATION, and INTERSECURITIES, INC.. Rod holds Series 6, 7, 63, and 65 licenses as well as the SIE. Rod Glisic's firm, Merrill Lynch, Pierce, Fenner & Smith Inc. manages over $1.27 trillion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
05/28/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PEORIA AZ)
AZ
04/27/2009 - 05/28/2013
EDWARD JONES (PEORIA AZ)
AZ
05/21/2007 - 03/27/2009
CITIGROUP GLOBAL MARKETS INC. (PEORIA AZ)
AZ
05/04/2006 - 03/23/2007
GENWORTH FINANCIAL SECURITIES CORPORATION (PEORIA AZ)
FL
01/01/2005 - 02/03/2005
INTERSECURITIES, INC. (ST. PETERSBURG FL)
IA
Issued 08/21/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2007
Series 7 - General Securities Representative Examination
BC
Issued 12/20/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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