Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rocky? Claim Your ProfileRocky Michael Fiore is a financial advisor registered with Prairie Capital Markets, LLC. Rocky has been a financial advisor for over 20 years and has experience working in investment banking and other financial firms. Rocky Michael Fiore is licensed in Illinois and is currently active in the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
07/19/2012 - Present
Prairie Capital Markets, LLC (OAKBROOK TERRACE IL)
IL
01/20/2000 - 06/12/2000
ABN AMRO INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
05/20/1999 - 01/10/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 07/31/2012
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/18/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/29/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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