Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rocky? Claim Your ProfileRocky Lin is a financial advisor with Beacon Pointe Advisors, LLC. Rocky has been in the financial services industry since 2003. Rocky holds the Series 7 and Series 66 securities licenses. Rocky is a Chartered Financial Analyst. Rocky also provides insurance services through Beacon Pointe Insurance Services, LLC. Rocky is registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
11/04/2011 - Present
Beacon Pointe Advisors, LLC (NEWPORT BEACH CA)
CA
01/03/2007 - 04/29/2010
AFA FINANCIAL GROUP, LLC (SAN JOSE CA)
CA
11/01/2005 - 11/22/2006
FSIC (SANTA CLARA CA)
MN
10/04/2004 - 10/20/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
10/04/2004 - 10/20/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
10/09/2003 - 05/03/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/09/2003 - 05/03/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/28/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/2003
Series 7 - General Securities Representative Examination
Active
Inactive
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