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Rocky Cleo Monson

Foundations Investment Advisors LLC

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About Rocky Cleo Monson

Rocky Cleo Monson is an Investment Advisor Representative associated with Foundations Investment Advisors LLC. Rocky Cleo Monson has been in the industry for over 10 years and is registered with the state of Oregon. Rocky Cleo Monson has Series 7, Series 63 and Series 65 securities licenses and holds the SIE designation. Rocky Cleo Monson is also licensed to provide investment advice in Oregon. Before joining Foundations Investment Advisors LLC, Rocky Cleo Monson worked at SCOTTRADE, INC. and TD AMERITRADE, INC..

Firm Information

Rocky Monson is currently registered with Foundations Investment Advisors LLC. Foundations Investment Advisors LLC is an investment advisory firm located in Phoenix, AZ. With over $6.7 billion in regulatory assets under management, the firm provides financial planning, educational seminars, and portfolio management services to individuals, high-net-worth individuals, and corporations. The firm is registered with the SEC and has a team of 187 licensed agents and investment advisor representatives.
Foundations Investment Advisors LLC

4050 E. COTTON CENTER BLVD.

PHOENIX, AZ 85040

$6.71B

Assets Under Management

Not reported

Total Clients

203

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Rocky Monson’s Registration & Firm History

OR

05/30/2024 - Present

Foundations Investment Advisors LLC (Lake Oswego OR)

IL

09/16/2014 - 01/06/2017

SCOTTRADE, INC. (CHICAGO IL)

CA

11/18/2011 - 07/07/2014

TD AMERITRADE, INC. (SAN DIEGO CA)

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Licenses & Designations

IA

Issued 02/28/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/11/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/06/2017

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Rocky Cleo Monson.
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