Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rockwood? Claim Your ProfileRockwood Spurr Edwards is a financial advisor with over 39 years of experience in the financial services industry. Rockwood is currently registered with Osaic Wealth, Inc., a firm that provides a range of financial services including financial planning, pension consulting, and portfolio management. Rockwood has previously worked with TRIAD ADVISORS LLC and SECURIAN FINANCIAL SERVICES, INC.. Rockwood is licensed to provide financial advice in Arizona, California, Florida, Illinois, Michigan, and Nevada. Rockwood has held Series 6, SIE, 63, and 65 licenses and is well-equipped to help clients with their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
08/23/2024 - Present
Osaic Wealth, Inc. (Deerfield IL)
IL
11/03/2017 - 08/23/2024
TRIAD ADVISORS LLC (Deerfield IL)
IL
02/10/1994 - 11/02/2017
SECURIAN FINANCIAL SERVICES, INC. (SCHAUMBURG IL)
MA
10/27/1988 - 01/04/1994
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
08/06/1984 - 10/08/1988
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
08/06/1984 - 01/02/1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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