Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rockwell? Claim Your ProfileRockwell Pearson is a financial advisor with over 33 years of experience in the financial services industry. Rockwell is currently registered with LPL Financial LLC in Denver, Colorado. Previously, Rockwell was registered with First Financial Equity Corporation and Ameriprise Advisor Services, Inc. Rockwell is a Series 7, Series 3 and Series 63 licensed advisor. Rockwell's expertise includes financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
03/21/2022 - Present
LPL Financial LLC (DENVER CO)
CO
01/16/2009 - 04/04/2022
FIRST FINANCIAL EQUITY CORPORATION (GREENWOOD VILLAGE CO)
CO
07/25/2005 - 01/22/2009
AMERIPRISE ADVISOR SERVICES, INC. (DENVER CO)
NY
07/03/1989 - 07/27/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 07/25/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1991
Series 3 - National Commodity Futures Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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