Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rockne? Claim Your ProfileRockne Stuart Schatz is a financial advisor with over 40 years of experience in the industry. Rockne currently works for Osaic Wealth, Inc. based in San Rafael, CA. Prior to that, Rockne worked for Securities America, Inc. and Keogler, Morgan & Company, Inc. Rockne holds several licenses including Series 63, Series 24, Series 7, and SIE, and is a Certified Financial Planner. Rockne specializes in providing financial planning, pension consulting, educational seminars, and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/14/2024 - Present
Osaic Wealth, Inc. (SAN RAFAEL CA)
CA
02/05/1997 - 06/14/2024
SECURITIES AMERICA, INC. (SAN RAFAEL CA)
GA
10/30/1989 - 01/31/1997
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
NA
11/03/1988 - 11/15/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
01/31/1985 - 11/15/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
12/18/1986 - 11/03/1988
CHRISTOPHER WEIL & COMPANY, INC
NA
04/06/1983 - 02/11/1985
EQUITEC SECURITIES COMPANY
BC
Issued 07/09/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/1985
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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