Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rock? Claim Your ProfileRock Allen Mirich is an investment advisor representative with Equitable Advisors, LLC. Rock is a registered representative in Arizona, Colorado, Florida, Illinois, Minnesota, Nevada, and Wyoming. Rock is also a registered investment advisor in these states. Rock has been in the securities industry since December 1989. Prior to joining Equitable Advisors, LLC, Rock worked with Allstate Financial Services, LLC and Investment Centers of America, Inc. Rock has a broad range of experience in the financial services industry. Rock focuses on providing financial planning and investment management services to individuals and businesses. Rock also provides portfolio management services for investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NV
08/12/2022 - Present
Equitable Advisors, LLC (LAS VEGAS NV)
NV
07/08/2016 - 08/10/2022
ALLSTATE FINANCIAL SERVICES, LLC (Las Vegas NV)
WY
02/13/2012 - 06/28/2016
INVESTMENT CENTERS OF AMERICA, INC. (Cheyenne WY)
CO
12/09/2010 - 02/16/2012
VALIC FINANCIAL ADVISORS, INC. (LAKEWOOD CO)
WY
01/22/2010 - 12/09/2010
MUTUAL SECURITIES, INC. (CHEYENNE WY)
CA
12/08/2009 - 01/15/2010
U.S. BANCORP INVESTMENTS, INC. (SAN DIEGO CA)
CA
04/24/2009 - 12/02/2009
CHASE INVESTMENT SERVICES CORP. (SAN DIEGO CA)
CA
11/13/2008 - 04/06/2009
UNIONBANC INVESTMENT SERVICES, LLC (SAN DIEGO CA)
NV
10/11/2004 - 11/24/2008
COMMONWEALTH FINANCIAL NETWORK (LAS VEGAS NV)
MA
07/12/1999 - 10/14/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
10/04/1993 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
VA
06/30/1993 - 10/01/1993
GNA SECURITIES, INC. (GLEN ALLEN VA)
MN
12/04/1990 - 07/13/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/04/1990 - 07/13/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MO
10/25/1989 - 12/08/1990
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 10/13/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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