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Rocio Solaire Roca

State Farm VP Management Corp.

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About Rocio Solaire Roca

Rocio Solaire Roca is a financial professional with over 17 years of experience in the industry. Rocio is currently registered with State Farm VP Management Corp. in Upper Montclair, NJ. Rocio is also a registered representative in Connecticut, New Jersey, New York, and Pennsylvania. Previously, Rocio has worked with Oppenheimer & Co. Inc., Reuven Enterprises Securities Division, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and ABN AMRO Incorporated.

Firm Information

Rocio Roca is currently registered with State Farm VP Management Corp.. State Farm VP Management Corp. is a corporation formed in 1996 and approved to operate in all 50 states and the District of Columbia. The firm has one approved SEC registration and 51 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

5,459

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rocio Roca’s Registration & Firm History

NJ

09/19/2022 - Present

State Farm VP Management Corp. (UPR MONTCLAIR NJ)

NY

12/01/2011 - 03/09/2021

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

07/28/2009 - 09/27/2011

REUVEN ENTERPRISES SECURITIES DIVISION, LLC (NEW YORK NY)

NY

09/19/2007 - 05/02/2008

REUVEN ENTERPRISES SECURITIES DIVISION, LLC (NEW YORK NY)

NY

04/02/2004 - 12/14/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

CT

06/13/2001 - 04/02/2004

ABN AMRO INCORPORATED (STAMFORD CT)

NY

01/18/2000 - 06/18/2001

ABN AMRO SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/20/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/14/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/18/2007

Series 7 - General Securities Representative Examination

BC

Issued 01/17/2002

Series 25 - NYSE Trading Assistant Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rocio Solaire Roca.
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