Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rocio? Claim Your ProfileRocio Mora salazar is a registered investment advisor representative with Citigroup Global Markets Inc. Rocio is a veteran of the industry, having started their career in 2007. Rocio's previous experience includes working with HSBC Securities (USA) INC. and LAFISE SECURITIES CORPORATION. In addition to holding Series 7 and 66 licenses, Rocio has a Series SIE. Rocio is currently registered in California, Colorado, Delaware, Florida, Indiana, New Jersey, New York, South Dakota, Texas and the Virgin Islands. Rocio specializes in offering advisory services to individuals, businesses, high net worth individuals, pension and profit-sharing plans, charitable organizations, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
09/13/2017 - Present
Citigroup Global Markets Inc. (Miami FL)
FL
08/12/2009 - 09/15/2017
HSBC SECURITIES (USA) INC. (MIAMI FL)
FL
04/11/2008 - 07/21/2009
LAFISE SECURITIES CORPORATION (MIAMI FL)
FL
08/17/2007 - 03/27/2008
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
12/19/2006 - 06/28/2007
UBS INTERNATIONAL INC. (CORAL GABLES FL)
BOTH
Issued 05/29/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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