Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rocio? Claim Your ProfileRocio Montagner is a financial advisor at Edward Jones. Rocio has been in the financial services industry for over 20 years and has a strong track record of helping clients achieve their financial goals. Rocio is committed to providing personalized financial advice and guidance to help clients make informed decisions about their money. Rocio's experience includes working with clients from a variety of backgrounds, including individuals, families, and businesses. Rocio holds Series 6, 7, 63 and 66 licenses and is registered to provide investment advice in 17 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
01/09/2019 - Present
Edward Jones (PALMDALE CA)
CA
06/16/2010 - 01/31/2014
PROEQUITIES, INC. (PALMDALE CA)
GA
06/09/2008 - 10/15/2008
C C F INVESTMENTS, INC. (GREENSBORO GA)
NY
02/05/2003 - 05/05/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
12/07/2001 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
CO
09/29/2000 - 07/18/2001
THE LEADERS GROUP, INC. (LITTLETON CO)
GA
09/25/1998 - 09/05/2000
PFS INVESTMENTS INC. (DULUTH GA)
IL
11/22/1993 - 09/02/1998
GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)
AL
06/18/1993 - 12/31/1993
PROTECTIVE EQUITY SERVICES, INC. (BIRMINGHAM AL)
BOTH
Issued 01/24/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/17/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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