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Rocio Mayela Ortega

WE Family Offices

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About Rocio Mayela Ortega

Rocio Mayela Ortega is a registered Investment Advisor Representative with WE Family Offices and is licensed in Florida. Rocio has worked in the financial services industry for over 15 years. Rocio has held previous positions with Citigroup Global Markets Inc., J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., Robotti & Company, LLC, MML Investors Services, Inc., and Linsco/Private Ledger Corp.

Firm Information

Rocio Ortega is currently registered with WE Family Offices. WE Family Offices is a registered investment advisor based in Coral Gables, Florida. The firm provides portfolio management for individuals and selection of other advisors, and manages $13.91 billion in assets for 108 high-net-worth individuals.
WE Family Offices

2811 PONCE DE LEON BLVD

CORAL GABLES, FL 33134

$13.91B

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Rocio Ortega’s Registration & Firm History

FL

09/15/2014 - Present

WE Family Offices (CORAL GABLES FL)

NY

10/08/2010 - 04/17/2014

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

10/01/2008 - 09/23/2010

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

12/20/2005 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

09/23/2004 - 09/28/2005

ROBOTTI & COMPANY, LLC (NEW YORK NY)

MA

06/02/2003 - 10/05/2004

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

SC

02/20/2001 - 05/06/2003

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

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Licenses & Designations

IA

Issued 08/19/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/22/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/21/2005

Series 7 - General Securities Representative Examination

BC

Issued 02/16/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Rocio Mayela Ortega.
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