Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rocio? Claim Your ProfileRocio Fraguas-puy is a financial professional with a current registration in the securities industry. Rocio has been actively working in the industry since 2024. Rocio is currently employed with Scotia Capital (usa) Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/18/2024 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
BC
Issued 07/31/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/26/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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