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Rocio Diaz-fernandez

Cantor Fitzgerald & Co.

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About Rocio Diaz-fernandez

Rocio Diaz-fernandez is a registered representative with Cantor Fitzgerald & Co. in Jacksonville, FL. Rocio has been in the financial services industry since April 2021 and holds the Series 99TO and SIE licenses.

Firm Information

Rocio Diaz-fernandez is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rocio Diaz-fernandez’s Registration & Firm History

FL

04/03/2021 - Present

Cantor Fitzgerald & Co. (Jacksonville FL)

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Licenses & Designations

BC

Issued 04/03/2021

SIE - Securities Industry Essentials Examination

BC

Issued 02/27/2021

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rocio Diaz-fernandez.
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